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This report was commissioned by the EMCDDA as part of a risk assessment on the drug ketamine in accordance with Article 4 of the joint action concerning the information exchange, risk assessment and control of new synthetic drugs adopted by the Council of the European Union on 16 June 1997. This report summarises the relevant data required by the Technical Annexes A and B of the guidelines for the risk assessment of new synthetic drugs, as adopted by the Scientific Committee of the EMCDDA.
Introduction
The anaesthetic ketamine was first synthesised by Calvin Stevens at Parke- Davis laboratories in 1962 (Jansen, 2000a) and patented in Belgium in 1963 and in the US in 1966 (Budavari et al., 1989). Ketamine was first marketed in the early 1970s (FDA, 1979) and promoted as a more acceptable alternative to its congener, PCP (‘angel dust’; Dotson et al., 1995). PCP was abandoned, except for veterinary use, because of its adverse effects, such as hallucinations and delirium. Although ketamine is not devoid of similar side-effects, these are less persistent, and ketamine has now achieved a unique place in medical practice. PCP had become popular as a recreational drug in the 1960s and had caused considerable problems as such. Ketamine abuse was first noted on the west coast of the United States in 1971 (Siegel, 1978). In the early 1990s in the United Kingdom, several reports of more widespread recreational use of ketamine appeared (Hall and Cassidy, 1992; McDonald and Key, 1992; Jansen, 1993; Dalgarno and Shewan, 1996). An inquiry by the EMCDDA has shown that recreational use of ketamine is noted in other Member States as well (e.g. Arditti, 2000).
Since ketamine has existed for 37 years as a chemical entity, it is difficult to call it a new synthetic drug. Ketamine cannot be considered a drug with limited therapeutic value, as its pharmacological properties have given it a unique place in human and veterinary medical practice. Nevertheless, in light of its current use as a recreational drug in the EU, the Portuguese Presidency, on behalf of all Member States and in the framework of the Horizontal Working Party on Drugs of the Council of the European Union, formally referred the substance ketamine (2-(2-chlorophenyl)-2-(methylamino)- cyclohexanone) to the EMCDDA for a risk assessment under Article 4 of the joint action concerning the information exchange, risk assessment and control of new synthetic drugs adopted by the Council of the European Union on 16 June 1997, on the basis of Article K3 of the Treaty on European Union. This report summarises the relevant data required by the Technical Annexes A and B of the principles for risk assessment of new synthetic drugs, as adopted by the Scientific Committee of the EMCDDA.
Pharmacotoxicological evidence
Chemical information
Ketamine (2-(2-chlorophenyl)-2-(methylamino)-cyclohexanone), an arylcycloalkylamine, is structurally related to phencyclidine (PCP) and cyclohexamine. Ketamine hydrochloride is a water-soluble white crystalline and has a pKa of 7.5 (Budavari et al., 1989). Its free base, ketamine, has a lipid solubility 10 times that of thiopentone. It contains a chiral centre at the C-2 carbon of the cyclohexanone ring, so that two enantiomers exist, S-(+)-ketamine and R-(-)-ketamine. Ketamine is used in human and veterinary medicine as an anaesthetic and analgesic. The commercially available pharmaceutical form is an aqueous solution for injection of the racemic mixture of the hydrochloride salt. Clinically, ketamine usually is administered intravenously or intramuscularly. Recreationally, ketamine is taken intranasally, orally, intramuscularly, subcutaneously or intravenously. Typical recreational doses are 75–125 mg intramuscularly or subcutaneously, 60–250 mg intranasally, 50–100 mg intravenously and 200–300 mg orally. Doses may vary considerably, depending on the strength of the effect desired, differences in sensitivity and development of tolerance.
Chemical description (including methods of synthesis, precursors, impurities if known, type and level)
The chemical names used for ketamine are:
ketamine;
ketamine hydrochloride;
2-(2-chlorophenyl)-2-(methylamino)-cyclohexanone hydrochloride;
2-(o-chlorophenyl)- 2-(methylamino)-cyclohexanone hydrochloride;
2-(methylamino)-2-(2-chlorophenyl)-cyclohexanone hydrochloride;
2-(methylamino)-2-(o-chlorophenyl)-cyclohexanone hydrochloride;
cyclohexanone, 2-(2-chlorophenyl)- 2-(methylamino) hydrochloride;
cyclohexanone, 2-(o-chlorophenyl)- 2-(methylamino) hydrochloride;
CI-581;
CL-369;
CN-52,372-2.
The chemical formula for ketamine is:

Ketamine contains a chiral centre at the C-2 carbon of the cyclohexanone ring, so that two enantiomers exist: S-(+)-ketamine and R-(-)-ketamine.
The CAS number for ketamine is:
Free base 6740-88-1 Hydrochloride salt 1867-66-9 (current); 81771-21-3, 96448-41-8, 42551- 62-2 (previous)
The molecular weight of ketamine is: Free base 237.73 Hydrochloride salt 274.18 1.15 mg of the hydrochloride salt is equivalent to 1 mg of the free base.
The melting point of ketamine is: Free base 92–93 °C Hydrochloride salt 262–263 °C
The proprietary names used for ketamine are:
Ketalar, Ketolar, Ketaject, Ketanest, Ketaset, Ketavet, Ketavet 100, Ketalin, Vetalar, Kalipsol, Calipsol, Substantia, Ketamine Panpharma, Ketamine UVA, Chlorketam, Imalgene (Budavari et al., 1989; Reynolds et al., 1989; Arditti, 2000).
The most common street names for ketamine currently in use in the EU are ketamine, K, ket, vitamin K, special K and super K (Jansen, 1993; Europol/EMCDDA, 2000). Liquid E, a name more often used for GHB (gamma-hydroxybutyric acid), was mentioned as well (Europol/EMCDDA, 2000). Additionally, the French assessment report on ketamine (Arditti, 2000) mentions kéta K, kit kat, cat valium, flatliners (also in use for 4-MTA), kaddy, kate, tac et tic, liquid G and spécial la coke. Other names that were reported earlier in the United States are kay, jet, super acid, 1980 acid, special LA coke, super C, purple, mauve and green (FDA, 1979; Felser and Orban, 1982).
Synthesis, precursors, excipients and impurities of ketamine
Ketamine is manufactured by the pharmaceutical industry. The preparation is described by Stevens, Belgian patent 634208 (1963), which corresponds to the US patent 3254124 (1966 to Parke-Davis). The synthesis of the optical isomers is described by Hudyma et al., German patent 2062620 (1971 to Bristol-Myers) (Budavari et al., 1989).
Ketamine that is used recreationally is mostly diverted from the pharmaceutical supply to hospitals, veterinary clinics or the pharmaceutical distribution network. The precursors that are mainly used for its illicit production are cyclohexanone, methylamine and chlorobenzene (Europol/EMCDDA, 2000). Sources on the Internet rate the synthesis of ketamine as difficult. A specific route described on rhodium.lycaeum.org involves the precursors cyclopentyl bromide, o-chlorobenzonitrile and methylamine. Several additional reagents and solvents are needed for the four-step synthesis described. The same site mentions that two ketamine analogues have been found on the black market: the compound missing the 2-chloro group on the phenyl ring, and its N-ethyl analogue. According to this Internet site, both of these compounds are considered to be more potent and longer lasting than ketamine. Using the same synthesis route as described for ketamine, the precursors benzonitrile and ethylamine would be involved instead of o-chlorobenzonitrile and methylamine.
Ketamine prepared by the pharmaceutical industry meets the standards of good manufacturing practice (GMP), which means that the quality and purity is guaranteed. Ketamine is sold as hydrochloride salt in an aqueous solution and is packaged in small sealed glass vials. A preservative may also be present.
When the drug is diverted for recreational use, the original pharmaceutical form is often abandoned. Most users dislike using needles, and the most popular medium for ketamine is powder form, which is snorted. The powder is prepared by evaporation of the original solution. This powder is usually sold in small plastic or paper bags. The ketamine in these bags may be mixed with other drugs or inactive components. As the effects of ketamine are dosedependent, the uncertainty about the concentration of ketamine in the powder poses a risk for overdosing.
Ketamine can also be administered intranasally by transferring the ketamine solution to a vaporiser, or it may be presented in tablet form, to be taken orally. Again, the concentration and presence of adulterants are mostly unknown.
Tablets containing ketamine are often sold as ‘ecstasy’. Other substances reported to be present in ketamine-containing tablets are pseudoephedrine, ephedrine, caffeine, amphetamine, methamphetamine and MDMA.
Legitimate uses of the product
Ketamine hydrochloride is used as an analgesic and anaesthetic in human and veterinary medicine, where it has acquired a unique place. Important clinical applications are brief procedures in paediatric and ambulatory anaesthesia, the treatment of burning-wound patients, use in obstetrics and for the induction and maintenance of anaesthesia in hypovolemic pericardial tamponade, constrictive pericarditis and cardiogenic shock patients (Reich and Silvay, 1989; Haas and Harper, 1992; Bergman, 1999).
According to the information provided by the EMEA on current use in the EU, it appears that, in general, medicinal use of ketamine for humans is limited. Its use is considered useful in special circumstances. Italy had no difficulty in finding alternatives to ketamine. In Germany, S-ketamine has been licensed as an anaesthetic in human medicine since 1997.
According to the information provided by the EMEA, the use of ketamine in veterinary anaesthesia, especially in small animals, as well as in exotic animals, is currently widespread in the EU. Several Member States (Denmark, Germany, Portugal, Sweden) indicate that ketamine is indispensable in veterinary medicine in those countries.
Outside the EU, the use of ketamine as an anaesthetic in human medicine may have a more prominent place in Third World countries, where facilities are much poorer. Its ease of use gives ketamine a major advantage under such difficult circumstances (Green et al., 1996).
Phramaceutical form (powder, capsules, tablets, lquid, injectables, cigarettes)
 The pharmaceutical form of the preparations used in medicine is an injectable solution of the racemic mixture of ketamine hydrochloride in water (10, 50 or 100 mg/ml). The solution is packaged in small sealed glass vials.
On the street, ketamine has appeared in various forms. These may be the original vials containing the ketamine solution, or as a vaporiser, a powder (in bags or in ampoules) or in tablets.
In powder form, combination with cocaine has been observed (CK, or Calvin Klein). In tablet form, mixtures of ketamine and a range of other substances have been reported, including pseudoephedrine, ephedrine, caffeine, amphetamine, methamphetamine and MDMA. The ketamine content of three tablets in which ketamine was quantified by a Dutch drug supply monitor varied from 89 to 114 mg. In these tablets, methamphetamine (6 and 11 mg), caffeine (31 and 55 mg) and ephedrine were also found.
Routes of administration
Clinically, the drug is usually administered by intramuscular or intravenous injection. For analgesia, the intrathecal route is used as well. Administration by the oral and rectal routes has also been reported (Reich and Silvay, 1989).
When ketamine is used recreationally or experimentally, the most popular route of administration is the intranasal route (i.e. snorting the powder or inhaling a solution from a vaporiser). Some long-term users may use the Pharmaceutical form (powder, capsules, tablets, liquid, injectables, cigarettes) intramuscular, subcutaneous or intravenous route as well. All routes of administration that involve the use of needles bear the risk of transmitting diseases like HIV or hepatitis if the needle or syringe is not clean. In the rave scene, oral administration of ketamine-containing tablets occurs as well. These may be sold as ecstasy tablets, which poses a risk of inadvertent use of ketamine by someone expecting to use MDMA.
Dosages by all routes of administration
Adose equivalent to 2 mg of ketamine per kg of body weight given intravenously over 60 seconds usually produces surgical anaesthesia within 30 seconds lasting for 5 to 10 minutes (the dose may range from 1 to 4.5 mg/kg). An intramuscular dose equivalent to 10 mg per kg of body weight (ranging from 6.5 to 13 mg/kg) usually produces surgical anaesthesia within 3 to 4 minutes lasting for 12 to 25 minutes (Reynolds et al., 1989).
Intravenous administration of 0.2–0.75 mg/kg of ketamine produces analgesia (Reynolds et al., 1989). Using the oral or intramuscular route, a dosage of 0.5 mg/kg induces analgesia (Grant et al., 1981). Although the time differs, depending on the route, the similarity of the dosages to obtain analgesia using different routes might be explained by the analgesic properties of the primary metabolite norketamine (Reich and Silvay, 1989).
Subanaesthetic intravenous doses inducing psychotropic effects range from 0.1 to 1.0 mg/kg. In clinical studies, this dose may be divided into a bolus of 0.1–0.2 mg/kg and a maintenance infusion of 0.0025–0.02 mg/kg/min (Krystal et al., 1994; Malhotra et al., 1996; Engelhardt, 1997; Vollenweider et al., 1997; Oranje et al., 2000).
Intramuscular administration of ketamine in a dose ranging from 25 to 200 mg has been reported to produce psychotropic effects in humans (Hansen et al., 1988).
Recreational users who snort the powder describe the dose as a ‘typical line’, suggesting a quantity between 60 and 250 mg (Dalgarno and Shewan, 1996). Malinovsky et al. (1996) found that bioavailability of nasally administered ketamine in children was approximately 50 %, whereas bioavailability of intramuscularly administered ketamine is approximately 93 % (Grant et al., 1981). The dose range for intranasally administered ketamine is, therefore, probably higher than that for the intramuscular route.
Bioavailability is low when ketamine is administered orally (see the section ‘Pharmacokinetics’, page 42). The main active metabolite, norketamine, which has a potency one third of the parent compound, predominates after oral administration. Consequently, oral dosages are larger than those administered by other routes (typical doses may be expected to be around 200–300 mg).
Besides the route dependency of the dose needed to evoke psychotropic effects, the dose will vary among users, depending on the strength of the effect desired, differences in sensitivity and development of tolerance. Commonly, users titrate the quantity individually to achieve the desired effects.
Toxicology and pharmacology in animals and humans
Pharmacodynamics
A large body of literature exists on the neuropharmacological properties of ketamine. These studies were performed both in vitro and in vivo. The main characteristics of ketamine’s action on the central nervous system will be summarised in this section.
Ketamine is a dissociative anaesthetic (Domino et al., 1966). Originally, the dissociation component referred to a functional and electrophysiological dissociation of thalamoneocortical and limbic systems (Reich and Silvay, 1989; Haas and Harper, 1992). More recently, the nature of the subanaesthetic ketamine experience has led to the use of the term ‘dissociative’ in a more psychological sense, referring to a feeling of dissociation of the mind from the body (Jansen, 1990, 2000a).
Ketamine binds to the so-called PCP-binding site, which is a separate site of the NMDA-receptor complex located within the ion channel, thereby blocking the transmembranous ion flux. This makes ketamine a non-competitive NMDA-receptor antagonist. NMDA-receptors are calcium-gated channel receptors. The endogenous agonists of the receptor are the excitatory amino acids glutamic acid, aspartic acid and glycine. Activation of the receptor results in opening of the ion channel and depolarisation of the neurone. The NMDA-receptor is involved in sensory input at the spinal, thalamic, limbic and cortical levels. Ketamine would be expected to block or interfere with sensory input to higher centres of the CNS, with the emotional response to these stimuli and with the process of learning and memory (Bergman, 1999).
Awakening from ketamine anaesthesia takes place at plasma concentrations of 0.064 to 1.12 μg/ml (Reich and Silvay, 1989). Psychotropic effects have been described when plasma concentrations range from 0.05 to 0.3 μg/ml and with regional brain concentrations higher than 0.5 μg/ml (Hartvig et al., 1995; Bowdle et al., 1998; Oranje et al., 2000).
Several studies indicated that opioid receptors are also involved and that the analgesic effect of ketamine may largely be attributed to the activation of these central and spinal receptors. The plasma levels at which analgesia is achieved are 0.15 μg/ml following intramuscular administration and 0.04 μg/ml after oral administration. This difference may be explained by a higher norketamine concentration due to first-pass metabolism. This main metabolite apparently contributes to the antinociceptive effect (Shimoyama et al., 1999).
Some of the effects of ketamine may be due to its actions on catecholamine systems, notably an enhancement of dopamine activity (White and Ryan, 1996; Smith et al., 1998; Vollenweider et al., 2000). A series of experiments by Hancock and Stamford (1999) on the effects of ketamine on uptake and efflux of dopamine in the rat nucleus accumbens (NAc) led the authors to conclude that ketamine increases NAc dopamine efflux not by block of dopamine uptake, autoreceptors or NMDA receptors, but by mobilisation of the dopamine storage pool to releasable sites. In the rat, it has been shown that repeated ketamine administration diminished the initial five-fold increase in dopamine release in the prefrontal cortex, whereas the increase in extracellular 5-hydroxyindole acetic acid (5-HIAA, a serotonin metabolite) levels is enhanced. This suggests that the balance between dopamine and serotonin neurotransmission in the prefrontal cortex is altered after repeated exposure to ketamine (Lindefors et al., 1997). The dopaminergic effects may be of relevance for the euphorigenic, addictive and psychotomimetic properties of ketamine.
Other neuropharmacological actions are an agonistic effect on α- and - adrenergic receptors, an antagonistic effect at muscarinic receptors of the CNS and an agonistic effect at the σ-receptor (Bergman, 1999).
The principal metabolite, norketamine, is pharmacologically active. Its binding affinity to the NMDA-receptor and its anaesthetic properties are approximately one third of the parent compound contributing significantly to the analgesic effect of ketamine (Shimoyama et al., 1999).
The commercially available ketamine is a racemic mixture of two enantiomers. The S-enantiomer is shown to be the more potent one, with an approximately three- to fourfold anaesthetic potency compared to R-ketamine. This correlates to the higher binding affinity for the PCP site of the NMDA-receptor. The psychotomimetic properties of ketamine are mainly caused by the S-enantiomer, although subanaesthetic doses of R-ketamine may induce a state of relaxation (Engelhardt, 1997; Vollenweider et al., 1997).
Secondary pharmacology
EFFECTS ON THE CARDIOVASCULAR SYSTEM
Ketamine differs from most anaesthetic agents in that it appears to stimulate the cardiovascular system, producing changes in heart rate, cardiac output and blood pressure (Haas and Harper, 1992). The mechanism is not well understood, although elevated levels of circulating catecholamines due to reduced re-uptake may contribute to this phenomenon. On the other hand, cardiodepressant effects have been noted in critically ill patients. This may be due to chronic catecholamine depletion preventing any sympathomimetic effects of ketamine and unmasking a negative inotropic effect which is usually overshadowed by sympathetic stimulation (Reich and Silvay, 1989; White and Ryan, 1996). The cardiovascular effects of ketamine usually do not pose a problem, but its use is contraindicated in patients with significant ischaemic heart disease and should be avoided in those with a history of high blood pressure or cerebrovascular accidents (Haas and Harper, 1992). In recreational ketamine users, presenting to an emergency hospital department, tachycardia was the most common finding upon physical examination (Weiner et al., 2000).
EFFECTS ON THE RESPIRATORY SYSTEM
Ketamine is a mild respiratory depressant. Depending on dose, it causes a shift of the CO2 dose-response curve to the right but does not change the slope of the curve. Respiratory drive to CO2 may be depressed by as much as 15 to 22 %. This effect is similar to that of opioids but different to most sedative hypnotics and anaesthetics, suggesting that opioid receptors may play a role in the respiratory depressant effect. In clinical studies, these effects were observed only at high doses. Some case reports describe respiratory depression after rapid intravenous injection, but also after routine paediatric use of ketamine administered intramuscularly (Reich and Silvay, 1989; White and Ryan, 1996). It appears that respiratory depression is not likely to occur at recreational doses, but it cannot wholly be excluded.
Ketamine has a bronchodilatory effect, but pharyngeal and laryncheal reflexes are maintained (Reich and Silvay, 1989).
OTHER PHARMACOLOGICAL EFFECTS
Other pharmacological effects that have been noted are as follows:
ketamine increases muscle tone (Reich and Silvay, 1989);
blood glucose and plasma cortisol and prolactin are increased after ketamine administration (Reich and Silvay, 1989; Krystal et al., 1994); and
ketamine may decrease intraocular pressure (Reich and Silvay, 1989).
Pharmacokinetics
The pharmacokinetics of ketamine have been studied in humans (e.g. Grant et al., 1981; Clements et al., 1982; Malinovsky et al., 1996). The reported volumes of distribution varied from 1.5 to 3.2 l/kg. The clearance was in the range 12–28 ml/kg/min. The volume of distribution and clearance for S-ketamine are 9 and 14 %greater than those for R-ketamine (Engelhardt, 1997).
ABSORPTION
Ketamine is rapidly absorbed when administered through the intramuscular (Tmax 5–15 min.), nasal (Tmax 20 min.) or oral route (as a solution; Tmax 30 min.). The bioavailability is low when ketamine is given orally (17 %) or rectally (25 %). Extensive first-pass metabolism in the liver and intestine is largely responsible for this effect. Bioavailability after nasal administration is approximately 50 % (Malinovsky et al., 1996). The lower bioavailability with this route compared to the intramuscular route may partly be caused by swallowing significant amounts of the intranasal deposit.
DISTRIBUTION
Initially, ketamine is distributed to highly perfused tissues, including the brain, to achieve levels four to five times those in plasma (distribution halflife after i.v. 24 sec). CNS effects subside, following redistribution to less well-perfused tissues (redistribution half-life 2.7 min). Ketamine has a high lipid solubility and low plasma protein binding (12 %), which facilitates rapid transfer across the blood–brain barrier.
BIOTRANSFORMATION
Biotransformation primarily takes place in the liver. The most important pathway is N-demethylation to norketamine. When administered orally or rectally, initial plasma norketamine concentrations are higher than those of ketamine, but the plasma area under the curve (AUC) for norketamine is similar for all routes of administration. Norketamine has one third the anaesthetic potency of ketamine and has analgesic properties. Norketamine may be metabolised through multiple pathways, but the majority is hydroxylated and subsequently conjugated.
ELIMINATION
The predominant route of elimination is by liver metabolism. The high extraction rate (0.9) makes ketamine clearance susceptible to factors affecting blood flow. The conjugated hydroxy metabolites are mainly excreted renally. Reported terminal elimination half-lifes were in the range of 100 to 200 minutes.
Toxicology
The clinical safety profile of ketamine is largely based on extensive clinical experience. The preclinical data may therefore be of less importance for clinical safety. However, unlike recreational use, long-term clinical use of ketamine is rare. Therefore, some preclinical data may be of greater importance for the recreational drug user than for clinical practice.
SINGLE-DOSE TOXICITY
Single-dose acute toxicity shows an LD50 of between 140 (intraperitoneally in the neonatal rat) and 616 mg/kg bw orally in the mouse (EMEA, 1997). In adult mice and rats LD50 values were 224 ± 4 mg/kg and 229 ± 5 mg/kg, respectively (route not indicated) (Budavari et al., 1989).
In squirrel monkeys (Greenstein, 1975), doses above 25 mg/kg administered intravenously caused anaesthesia. Return of righting reflex as a function of the dose administered is shown in the graph in Figure 4.

At the highest concentration tested (350 mg/kg), four out of five monkeys died. In humans, the lowest recommended intravenous dose to induce anaesthesia is 1 mg/kg. Applying the same ratio of minimal anaesthetic dose to highest non-lethal dose to humans implies that doses above 11.3 mg/kg administered intravenously may be lethal in humans. For a person of 60 kg, this is equivalent to intravenous doses above 680 mg. This estimate is based on an experiment with a low number of animals and interindividual and interspecies differences may exist. For these reasons such estimates always hold some uncertainty and have to be regarded with caution. Yet, considering data from case reports of fatal ketamine intoxications in humans, this estimate seems to be a realistic one (see Table 1).
Several studies investigated the local tolerance of ketamine when administered intrathecally (e.g. Malinovsky et al., 1996; Errando et al., 1999). Ketamine, when injected without preservative, did not cause neurotoxicity in the spinal cord of swine or rabbits. However, when combined with the preservatives benzethonium chloride or chlorobutanol, it caused discrete histopathological changes in swine and rabbits.
NEUROTOXICITY
One issue that has been investigated in animals, but that has received little attention in the clinical literature and may be of importance for the recreational user of ketamine, is the neurotoxicity as observed in rats (Olney et al., 1989, 1991). When administered subcutaneously, ketamine (40 mg/kg) caused vacuolisation in posterior cingulate and retrosplenial cerebrocortical neurones in the rat. Lower doses (≤ 20 mg/kg) did not cause such pathological changes. These highly localised neurotoxic effects have also been shown for other NMDA-antagonists (PCP, tiletamine, MK-801; Olney et al., 1989, 1991; Auer, 1994; O’Callaghan, 1994).
It has been suggested that the mechanism for this neurotoxic response is based on an NMDA-antagonist-mediated hypofunction of the NMDA-receptor resulting in a combination of enhancement of excitatory neuronal pathways and inhibition of inhibitory neuronal pathways that lead to and from specific groups of neurones in the cingulate and retrosplenial cerebral cortices. Consistent with this hypothesis, it has been shown that several classes of drugs effectively inhibit the neurotoxic effects of the NMDA antagonists, including:
muscarinic receptor antagonists;
GABAA-receptor agonists (benzodiazepines and barbiturates);
σ-receptor antagonists;
non-NMDA (kainic acid) receptor antagonists;
α2-adrenergic receptor agonists;
certain typical antipsychotic agents (haloperidol, thioridazine, loxapine); and
atypical antipsychotic agents (clozapine, flupefiapine, olanzapine) (Bergman, 1999).
It may be anticipated that substances with opposite pharmacological actions to those classes of drugs mentioned here may enhance the neurotoxicity of ketamine (and related NMDA antagonists). In this context, the following substances from the recreational drug repertoire should be mentioned: Amanita muscaria mushrooms (muscarinic agonist), alcohol (NMDA- and partial GABAA-antagonist), yohimbine (α2-adrenergic receptor antagonist) and other dissociative drugs (NMDA-antagonists) like PCP and tiletamine.
There may be several reasons why these findings in rats have not led to the clinical use of ketamine being abandoned. Firstly, ketamine is generally accepted as a safe anaesthetic without long-term adverse effects (Shorn and Whitwam, 1980; Reich and Silvay, 1989). Therefore, the preclinical data are considered to be of limited clinical relevance. Secondly, benzodiazepines are usually co-administered with ketamine to reduce the occurrence of emergence phenomena. Benzodiazepines have been shown to protect against the ketamine-induced neurotoxicity in rats.
On the other hand, there may be reasons why the findings on the neurotoxicity of ketamine in the rat may be of concern to recreational users of ketamine. Firstly, drug users do not take ketamine in combination with protective agents like benzodiazepines. Moreover, compounds increasing the neurotoxic potency of ketamine may be co-administered. Secondly, recreational use implies repeated exposure, whereas clinical use is mostly incidental. Long-term adverse effects in long-term users of ketamine have been reported, however such data are scarce. Long-term effects that have been noted include persistent impairment of attention and recall and a subtle visual anomaly (Jansen, 1990). A review on the Internet (White, 1998) summarises reports from heavy users of ‘dissociatives’ (i.e. dextromethorphan, ketamine and PCP). Effects after frequent use that are mentioned include ‘jolts’ or ‘shocks’ when moving the eyes, sharply impaired visual tracking, impaired recognition of metaphor, impaired language skills and memory problems. The author relates these adverse effects (that fade with time) to malfunction of or damage to the cingulate and retrosplenial cortices. To date, there is insufficient evidence to prove such a relationship in humans. Also, such Internet reports are bound to be heavily confounded by self-selection bias, and it is impossible to narrow down the reported effects to a specific drug, as many subjects are polydrug users.
REPEATED-DOSE TOXICITY
In a toxicological repeated toxicity study carried out on dogs, three groups of four animals were given daily intramuscular doses of 4, 20 or 40 mg/kg of body weight over six weeks. At all dose levels there was some degree of weight loss and anorexia. Some blood parameters were also dose-related elevated. Histological changes in the liver were minor (EMEA, 1997).
In rats, daily intravenous doses of 2.5, 5 or 10 mg/kg of body weight over six weeks provoked a slight but not significant decrease in food intake and a moderate depression in weight gain (EMEA, 1997).
REPRODUCTION FUNCTION
Rats were injected during the premating period (10 mg/kg of body weight intravenously on days 9, 10 and 11 prior to mating). No effect on litter size was observed (EMEA, 1997).
EMBRYO-FOETAL AND PERINATAL TOXICITY
Studies were conducted on the teratological effects of ketamine hydrochloride (25, 50 or 100 mg/kg/day) in rats (Kochhar et al., 1986). Ketamine treatment had no significant effect on the number of animals per litter. The histological examination showed focal nuclear hypochromatosis and interfibrillary oedema of the heart, diffuse hemopoietic cell infiltration and parenchymal cell degeneration in the liver, and proximal convoluted tubule degeneration in the kidney. These degenerative effects were dependent upon the dose and the duration of treatment (days 1–15 or days 5–15 of gestation). The doses applied in this study are in the subanaesthetic range in rats (Hammer and Herkenham, 1983).
In another study in rats, doses (in mg/kg of body weight) 10 times the dose administered to humans for anaesthesia did not result in teratogenic effects (El-Karim and Benny, 1976).
When rats were treated on days 7 and 8 of gestation with a ketamine dose of up to 200 mg/kg, no disorders in the pregnancy course and the embryonic development were induced (Bandazhevskii and Shimanovich, 1991). At the administration of a dose of 40 mg/kg on days 11, 13 and 15 of pregnancy, ketamine was shown to exert a marked embryolethal action and administration of doses of 20 and 40 mg/kg on days 7, 9 and 11 of pregnancy increased the number of foetuses with haemorrhages in the internal organs.
Abdel-Rahman and Ismail (2000) studied the teratogenic potency of ketamine hydrochloride in CF-1 mice with and without cocaine. It was shown that ketamine (50 mg/kg/day) potentiated the teratogenic effects of cocaine (20 mg/kg/day) but was not teratogenic on its own. Considering the higher metabolic rate of mice, the authors stated that the doses applied were comparable to those used by addicted humans and should be toxic to first-time users. In the absence of toxicokinetic data expressing systemic exposure, such estimations should be considered rough approximations.
A reproduction study in nine female dogs injected with 25 mg/kg of body weight intramuscularly six times during one trimester of pregnancy (twice a week over a three-week period) did not appear to show adverse effects on the bitch or the pups (EMEA, 1997).
Rats and rabbits were injected during the three fundamental periods of the reproduction process:
the premating period (rats 10 mg/kg bw intravenously on days 9, 10 and 11 prior to mating);
the period of organogenesis (rats and rabbits 20 mg/kg of body weight intramuscularly on days 6–10);
day 11–perinatal period (rats 20 mg/kg of body weight intramuscularly on days 18–21 of gestation).
For all these groups, there were no significant differences in litter size and delivered pups (EMEA, 1997). These studies, cited from the CVMP (Committee on Veterinary Medicinal Products) summary report, have limited value, since the duration and level of exposure do not meet current standards of toxicity testing. Thus, possible effects may have gone undiscovered.
Olney and co-workers (2000) have suggested that ketamine has the potential to delete large numbers of neurones from the developing brain by a mechanism involving interference in the action of neurotransmitters (glutamate and gamma-amino butyric acid (GABA) at N-methyl-d-aspartate (NMDA)) and GABAA receptors (see the section ‘Neurotoxicity’, page 44) during the synaptogenesis period, also known as the brain growth-spurt period. Transient interference (lasting ≥ 4 hr) in the activity of these transmitters during the synaptogenesis period (the last trimester of pregnancy and the first several years after birth in humans) causes millions of developing neurones to commit suicide (death by apoptosis). Further research will be required to fully ascertain the nature and degree of risk posed by exposure of the developing human brain to ketamine.
No data on human pregnancies exposed to ketamine exist (Friedman, 1988), with the exception of the obstetric use of ketamine during parturition, where it has been shown that ketamine may depress foetal functions when 2 mg/kg is administered intravenously to the mother.
In summary, at doses 10 times those used in humans for anaesthesia, histopathological changes in rat foetuses have been observed. These effects are dependent on the period of exposure. Based on these preclinical data, in the absence of sufficient toxicokinetic data in animals, and considering that rodents have a higher metabolic rate and doses administered were in the subanaesthetic range in these animals, it cannot be excluded that ketamine in (sub)anaesthetic doses may adversely affect pregnancy outcome in humans. However, no data on human pregnancies exposed to ketamine were found.
MUTAGENIC AND CARCINOGENIC POTENTIAL OF KETAMINE
Bacterial tests: Ketamine was tested in a limited Ames test using two salmonella strains (TA98 and TA100) and one high test concentration (10 mg/plate) only. The experiments were done in the presence and absence of rat liver S9 mix and showed a negative result (Waskell, 1978).
In another bacterial test, ketamine was tested for its ability to inhibit growth of three bacterial strains with decreased capacity to repair damaged DNA. No inhibition of growth of DNA-repair deficient strains relative to a strain with normal DNA-repair was observed, indicating that ketamine did not induce DNA damage under the test conditions used (Waskell, 1978).
Mammalian cell tests in vitro: Using an SCE test on CHO cells, ketamine at concentrations of 1.19, 2.38 and 3.66 mg/l was found to induce an increase in SCE/cell in a concentration-dependent manner (Adhvaryu et al., 1986). The highest effect (11.20 SCE/cell at 3.66 mg/l) was less than a doubling of the control value (7.28 SCE/cell).
No relevant in vivo studies with the racemic mixture of ketamine were performed.
In 1996, study reports of a mutagenicity testing programme with the S(+) enantiomer of ketamine were submitted to the German Federal Institute for Drugs and Medical Devices as part of an application for a marketing authorisation. Since the submission was processed as a new drug application and the applicant can still claim a period of exclusivity for the marketing authorisation, we are not authorised to provide any details of these studies. However, the following general assessment may be given. The mutagenic and clastogenic potential of the S(+) enantiomer of ketamine was tested both in vitro and in vivo in a battery of established and validated genotoxicity studies. The tests were conducted in compliance with GLP regulations and were in full compliance with recent EU and ICH guidelines regarding the scope of mutagenicity tests for new chemical entities. This means that the following test categories, at least, were considered:
a test for gene mutation in bacteria;
an in vitro test with cytogenetic evaluation of chromosomal damage with mammalian cells or an in vitro mouse lymphoma tk assay; and
an in vivo test for chromosomal damage using rodent hematopoietic cells.
There was no evidence of genotoxicity seen in these studies and it is therefore concluded that the S(+) enantiomer of ketamine is devoid of genotoxic properties.
In conclusion, available published data from genotoxicity testing of racemic ketamine are insufficient and do not allow a reasonable assessment of the genotoxic potential of ketamine. Whereas negative findings were obtained in poorly conducted (compared to current standards) bacterial tests, a positive result was reported from an SCE test in vitro. However, the effects observed in the SCE study were only weak (i.e. less than a doubling of control values) and thus the relevance of this finding is questionable. Moreover, (unpublished) data from genotoxicity testing with the S(+) enantiomer of ketamine in a standard battery of validated in vitro and in vivo tests did not reveal any evidence of a genotoxic potential. Provided that the genotoxicity findings with the S(+) enantiomer of ketamine can be extrapolated to the racemate, it can be concluded that ketamine is highly unlikely to possess any relevant genotoxic properties.
No data on the carcinogenic potential of ketamine are available.
Behavioural studies in animals
SELF-ADMINISTRATION
Animal models of addiction are used to test the induction of drug-taking behaviour which might be similar to the recreational use of ketamine. To date there are no animal models that incorporate all the elements of addiction. The observation that animals readily self-administer drugs has led to the argument of face-validity, and psychologically this is based on the reinforcing properties of a compound. This animal model also has a high predictive validity, although there are some limitations (Willner, 1997; Koob et al., 1998).
Early assessments of the reinforcing properties of ketamine reported that rhesus monkeys that had been shown to self-administer intravenously methamphetamine or cocaine also self-administered ketamine (0.0032–1.6 mg/kg/inj) under limited access conditions at an intense schedule of reinforcement (fixed ratio 1; i.e. a reward is provided after pressing the lever a fixed number of times). An inverted U-shaped dose-response curve was observed. A variation of the fixed ratio to about FR128 (implying that the animals have to make more effort to obtain their reward) produced an increase in the response rate with a factor 3 (Moreton et al., 1977). Increasing the fixed ratio in PCP administration, however, eliminated responding (Marquis and Moreton, 1987), suggesting a higher intrinsic power of reinforcement for ketamine, which might be more related to the depressant action of the drugs than to the psychotomimetic action. In baboons, however, self-administration was obtained at an FR160 schedule (Lukas et al., 1984) for both ketamine and PCP, suggesting that the observed difference between ketamine and PCP might be specific to rhesus monkeys. No obvious behavioural changes occurred during exposure to doses of 0.010–0.032 mg/kg. A dose of PCP 10 times higher was associated with sedation and ataxia. Food intake was unaffected by the lower doses.
From data on various species, it appears that drug intake tends to increase slightly with increases in the unit dose in each species. However, the increase does not generally occur with the self-administration of CNS depressants such as pentobarbital and morphine (Marquis and Moreton, 1987).
DRUG DISCRIMINATION
The drug-discrimination paradigm has been developed as a way of enabling animals to give an indication as to how a drug makes them ‘feel’. This behavioural method offers the animal a choice, which is reinforced by pelleted food if they choose correctly, depending on the treatment (drug, saline or other drug). This drug-discrimination approach is a powerful means of differentiating between the subjective feelings (referred to as the stimulus) evoked by various drugs (e.g. between opiates and psychomotor stimulants). It is well established that such drug-response data can be handled as pharmacological data showing selectivity and sensitivity.
It is generally recognised that drug-discrimination paradigms can also be used for non-addictive drugs. However, when carefully designed, such studies will almost certainly be of value in the assessment of common subjective states produced by drugs (Schuster and Johanson, 1988).
Drug-discrimination data from a series of stereoisomers of compounds generalising to PCP or ketamine indicate that compounds exhibiting reinforcing properties comparable to PCP share similar stimulus properties with this pharmacological class (Shannon, 1981; Young et al., 1981).
TOLERANCE, DEPENDENCE AND WITHDRAWAL
A number of studies have demonstrated tolerance to the effects of ketamine (White and Ryan, 1996). This type of acute tolerance is related to changes at the site of action rather than any increase in the rate of metabolism, as it can be shown to be induced after one injection, without changing the plasma concentration.
Continuous intravenous infusion of PCP and ketamine at maximum tolerated dosages in rats was used to demonstrate whether dependence could be induced by these compounds. The animals were trained to lever press for their daily food rations under an FR30 schedule of reinforcement. Withdrawal of PCP as well as ketamine markedly reduced response rates, providing evidence of dependence. When the compounds were readministered, the rates increased rapidly to control rates, providing evidence of reversal of withdrawal. Cross-dependence from ketamine to PCP was described.
Observable withdrawal signs have been reported for rhesus monkeys with unlimited access to ketamine self-administration. Rats chronically exposed to ketamine exhibited subcortical withdrawal seizures without gross behavioural manifestations for up to five days after self-administration was discontinued (White and Ryan, 1996).
Clinical safety
Clinical experience
Ketamine is considered to be an anaesthetic with a good safety profile (Reich and Silvay, 1989). Its major drawback, limiting its clinical use, is the occurrence of emergence reactions. Emergence phenomena in patients awakening from a ketamine narcosis have been described following early clinical experience, and these include hallucinations, vivid dreams, floating sensations and delirium. These symptoms were found to be reduced by concurrent use of benzodiazepines (notably midazolam), putting the patient in a low stimulus environment, and by providing information preoperatively on the possibility of emergence reactions. These emergence phenomena appear to occur more frequently in adults (30–50 %) than in children (5–15 %) (White and Ryan, 1996; Bergman, 1999). Engelhardt (1997), reviewing eight randomised studies in volunteers and patients, addressed the impact of S-(+)-ketamine on recovery from anaesthesia compared with racemic ketamine. With only one exception, the recovery phase was clearly shorter after administration of S-(+)-ketamine compared to racemic ketamine. However, the incidence of psychic emergence reactions was lower after S-(+)-ketamine in only a single study.
Both severe respiratory depression and cardiodepressant effects have been reported, but these adverse effects are rare with ketamine and can be managed within the clinical setting.
Studies on street users
REPORTED FATALITIES
Table 1 presents an overview of reported deaths involving recreational use of ketamine.



The circumstances of the death of Case 1 indicated that the victim probably received around 1 g of ketamine intramuscularly, divided over several doses. A long period of time may have elapsed between the first dose and the victim’s death. The last dose was probably administered shortly before death.

Case 2 is another case of ketamine overdose, without the involvement of other drugs. Case 3, a gunshot victim who was administered ketamine for anaesthesia during surgery but died as a result of his injuries, was included only for comparison of ketamine tissue values with Case 2. Blood ketamine concentrations in Case 2 were only two to three times higher than those in the gunshot victim. However, tissue concentrations showed that distribution throughout the body had taken place in the overdose victim and that the administered dose may have been much higher than an anaesthetic dose. Based on these data and on circumstantial evidence, the case was ruled to be caused by an accidental intravenous overdose of ketamine, possibly 900 mg. Comparison of the data from Case 2 and Case 3 indicates that the presence of the metabolite norketamine and the tissue distribution are important for establishing whether a short or a long period of time elapsed between the administration of the drug and death.
The presence of a number of empty Ketalar bottles and numerous punctures in the elbow fold indicated that the deceased in Case 4, found dead with a syringe in his arm, was a repeated intravenous user of ketamine. Tissue levels indicated that the victim died due to an overdose. Blood, urine and bile concentrations were not obtainable due to the advanced state of decomposition of the victim. Pathology showed diffused lung oedema.
In Case 5, ketamine concentrations were low and may not have contributed to the cause of death. In this case, apart from ketamine, a pharmaceutical preparation for veterinary use was administered in which tiletamine, which is another dissociative anaesthetic, is combined with zolazepam, a benzodiazepine.
In Case 6, the victim had been drinking with friends during the evening. He died early in the morning. Ethanol, a CNS and respiratory depressant, may have added to the respiratory depressant effect of ketamine and thus have contributed to this (mixed-drug) fatality.
Case 7 concerns a polydrug addict who was abusing heroin, codeine, ketamine, cocaine, benzodiazepine and barbiturates. The ketamine blood concentration was in the anaesthetic range and this may have contributed to the cause of death. However, the multitude of drugs used by this victim makes it impossible to determine which drugs were major contributors. Both the respiratory depressant effects of other substances, notably opioids, barbiturate and benzodiazepine, and the cardiostimulant effects of cocaine may have exacerbated the potentially deleterious side-effects of ketamine.
Case 8 was mentioned by Arditti (2000) and Cases 9 and 10 were referred to in the Europol and EMCDDA joint progress report. However, no details were provided, so the importance of the role of ketamine in these three deaths cannot be evaluated. Finally, an Internet site for NIDA mentions three fatal ketamine cases (Cases 11, 12 and 13 in Table 1), but, again, no details were provided.
The following conclusions can be drawn from this survey.
Only three reported fatal ketamine intoxications involving ketamine were identified. In these cases the intramuscular or intravenous route was used. Two reports concern mixed-drug fatalities. In one case, ketamine played only a minor role. For the remaining six cases, insufficient details were available for a proper evaluation.
From the cases listed in Table 1, it can be learned that the ketamine blood concentrations were usually in the anaesthetic range or above. Tissue distribution data and norketamine concentrations give insight into the total amount administered and the period of time that elapsed between the first dose and death. Where clues (usually empty ketamine vials) about the quantity administered were available, such indicators suggested amounts of approximately 1 g administered intravenously or intramuscularly in the absence of other substances. Based on a body weight of 60 kg, such a dose is 4–17 times the recommended intravenous dose for anaesthesia or 1.3–2.5 times the recommended intramuscular dose for anaesthesia. The intravenous data are in line with preclinical findings. In squirrel monkeys, death occurred when ketamine was administered intravenously at a dosage more than 10 times the dose that produces anaesthesia (Greenstein, 1975). The relatively small margin of safety for the acute toxicity that applies to the intramuscular route is unexplained. Based on clinical experience and pharmacokinetic considerations, the acute toxicity is lower using the intramuscular route than the intravenous route. It is possible that the greater prevalence of this route of administration led to the emergence of fatalities in individuals with increased susceptibility due to premorbid conditions or deviant pharmacokinetics.
The reported ketamine concentrations found in multiple drug users are lower than those found in the few cases involving ketamine only. This indicates that drug interactions may have contributed to these deaths. In this respect, substances with CNS/respiratory depressant effects, like ethanol, opioids, barbiturates and benzodiazepine, or substances with cardiostimulant effects, like cocaine and amphetamine, are indicated as drugs that may increase ketamine toxicity.
NON-FATAL INTOXICATION
The pharmacological action of ketamine may produce side-effects, many of which have been reported by recreational users (Siegel, 1978; Dalgarno and Shewan, 1996; Weiner et al., 2000). Ataxia, disorientation and anxiety are the most frequent complaints, especially in first-time users. Other side-effects were slurred speech, dizziness, blurred vision, palpitations, chest pain, vomiting and insomnia. The most frequent finding in users that were given a physical examination at an emergency department was tachycardia (Weiner et al., 2000). Nystagmus was, unlike with PCP, rather infrequent in this group of ketamine users. Complications such as hyperthermia, seizure or dysrythmia were not encountered in Weiner’s study group, but two cases of rhabdomyolysis were noted (Weiner et al., 2000).
In an overview presented by a French report on ketamine (Arditti, 2000), 19 cases of non-fatal intoxication were mentioned that were registered by the CEIP between 1991 and 2000. The majority were recorded during the last four years. The most frequently observed adverse effects were neurobehavioural: agitation, delirium, consciousness disturbances (e.g. loss of sense of danger, sensation of floating, attempts to jump out of a window, amnesia, obsession) and motor function impairment. Less frequently mentioned adverse effects were anxiety, neuropathy of the Guillain-Barré type and physical effects such as general stiffness, raised body temperature (38°C), rhabdomyolysis, hepatic crisis, myalgia and mydriasis.
Felser and Orban (1982) have described a case of dystonic reaction after self-administration of ketamine.
A case of hypertension and pulmonary oedema was triggered by ketamine anaesthesia in an obstetric patient with a history of abusing multiple drugs (Murphy, 1993). The role of ketamine in this case is not as a drug of abuse but as an anaesthetic. This case shows that potentially dangerous interactions may exist when different drugs of abuse are combined. The hypertension was largely attributed to barbiturate withdrawal, and the use of cocaine may have predisposed the patient to developing increased pulmonary capillary hydrostatic pressure, thus causing pulmonary oedema. However, ketamine, being a sympathomimetic agent, may have triggered the hypertension and pulmonary oedema.
The following conclusions can be drawn.
The main effects of non-fatal ketamine intoxication are neurobehavioural: anxiety (especially in first-time users), agitation, changes of perception (e.g. loss of sense of danger, visual disturbances) and impairment of motor function. In such a condition the user will have severely impaired self-control, which poses a risk of injury of him- or herself or others (e.g. when driving in traffic).
Common side-effects reported by users were slurred speech, dizziness, blurred vision, palpitations, chest pain, vomiting and insomnia. The predominant symptom found on physical examination of users that went to an emergency department was tachycardia. Rhabdomyolysis was noted in several cases. Other physical side-effects appear to be rare.
Serious side-effects like hypertension and lung oedema have been reported. Such adverse effects appear to be rare and may be related to the combination of ketamine with other drugs of abuse.
EMERGENCY TREATMENT
In this section, the treatment of patients presenting to an emergency department is considered.
The following advice is taken from Weiner et al. (2000):
‘Based on our experience, we offer the following treatment recommendations for evaluating Emergency Department patients who present after having abused ketamine. This diagnosis should be suspected in patients (especially young patients) who present with agitation, tachycardia, and either visual hallucinations or nystagmus. However, the absence of the latter two findings does not rule out the possibility of ketamine abuse. When laboratory confirmation of the diagnosis of ketamine abuse is critical to the patient’s management (which is hardly ever the case), one of the aforementioned tests can be used (GC/MS or HPLC).’
‘Symptomatic patients are best managed with standard supportive care, as the effects of the drug are usually short-lived. Keeping the patient in a quiet environment, with a minimum of external stimuli, may prevent excessive agitation. Benzodiazepines should be used for sedation in agitated patients who are at risk for self-injury, hyperthermia, and rhabdomyolysis. Intravenous fluids should be given to agitated patients at a generous rate until laboratory testing has ruled out rhabdomyolysis. Activated charcoal is not necessary after ketamine abuse unless there is evidence that an oral coingestant may be contributing to the patient’s symptoms. All patients must be observed until their vital signs and mental status have normalised. Symptoms not improving within 2 h of presentation should prompt a search for other drugs of abuse or another disease process. The differential diagnosis of drug- or toxin-induced hallucinations should include LSD, hallucinogenic mushrooms, amphetamine, PCP, ketamine, cocaine, anticholinergic drugs, and a variety of plants, especially morning glory, jimson weed, and nutmeg.’
The advice given above is comprehensive, although the list of drugs mentioned at the end for differential diagnosis may vary in time and from region to region. Amphetamine analogues (e.g. MDMA, DOB) should be included. Additionally, special attention should be paid to observation of respiratory and cardiovascular functions. Respiratory depression and cardiovascular pathology are ketamine-induced side-effects that are rarely serious when ketamine is used solely, but which may be more serious when other drugs are used as well. The phenomenon of multiple drug-taking is very prevalent in patients presenting to emergency departments (Spaans et al., 1999).
DRUG INTERACTIONS
There are no known studies specifically addressing the problems of recreational use of ketamine and concomitant abuse of other drugs. However, preclinical data, data from fatal intoxication discussed above, clinical experience with ketamine as an anaesthetic and general pharmacodynamic and pharmacokinetic considerations do give some clues about possible interactions between ketamine and other recreational substances. These will be discussed below according to type of interaction.
CNS and/or respiratory depression: An early case report mentions severe respiratory depression in a seven-year-old patient given a subanaesthetic dose of ketamine (approximately 3.3 mg/kg i.m.) after premedication with secobarbital (Kopman, 1972).
Opioids have a known respiratory depressant effect (Buck and Blumer, 1991) and may therefore have an additive effect on the respiratory depression induced by ketamine.
Ethanol, another respiratory depressant, has been implicated in a mixed-drug fatality involving ethanol and ketamine (Moore et al., 1997).
Benzodiazepine is known to potentiate respiratory depressant agents. Flunitrazepam (Rohypnol) is known to induce respiratory depression in patients with chronic airway obstruction. Fatal cases associated solely with flunitrazepam have been described. Therefore, it may be anticipated that the combined use of flunitrazepam and ketamine may also increase the risk of severe respiratory depression.
These examples show that respiratory depressants like ethanol, opioids, barbiturates and benzodiazepine (flunitrazepam) may add to the respiratory depression induced by ketamine and thus may provoke a dangerous interaction between these substances. Furthermore, these substances are CNS depressants as well and so may deepen or lengthen the ketamine-induced anaesthetic state.
Sympathomimetic effects: Ketamine has sympathomimetic properties. Inhibition of central catecholamine re-uptake and increased levels of circulating catecholamines are believed to cause the cardiovascular stimulant effects. This implies that ketamine may add to the sympathomimetic effects of others drugs such as amphetamine and its analogues, ephedrine and cocaine. Hypertension, tachycardia and lung oedema have been reported in a patient receiving ketamine who appeared also to be abusing cocaine (amongst other substances) (Murphy, 1993). However, barbiturate withdrawal may have played a major role in this case (see the section, ‘Non-fatal intoxication’, page 59).
On the other hand, cardiodepressant effects have been noted in critically ill patients. This may be due to chronic catecholamine depletion inhibiting the sympathomimetic effects of ketamine and unmasking a negative inotropic effect which is usually overshadowed by sympathetic stimulation (Reich and Silvay, 1989; White and Ryan, 1996). It may be hypothesised that drug users bingeing on stimulatory drugs may provoke a degree of catecholamine depletion. Therefore, the possibility of ketamine producing a cardiodepressant effect cannot be excluded under such extreme conditions.
Mixed CNS effects: Benzodiazepines clinically are used to reduce the occurrence of emergence phenomena (hallucinations, vivid dreams, etc.) associated with ketamine anaesthesia (Haas and Harper, 1992). Krystal et al. (1998) studied the interactive effects of subhypnotic doses of lorazepam and subanaesthetic doses of ketamine. Lorazepam reduced ketamine-associated emotional distress and there was also a non-significant tendency for it to decrease any perceptual alterations induced by ketamine. However, it failed to reduce many of the cognitive and behavioural effects of ketamine, including psychosis. Furthermore, lorazepam exacerbated the sedative, attentionimpairing, and amnesiac effects of ketamine.
Potential neurotoxicity: Olney and co-workers (1989, 1991) described how neurotoxicity was induced in rats by the administration of ketamine (see the section ‘Neurotoxicity’, page 44). If the postulated mechanism for such a ketamine-induced neurotoxicity is applicable to the human recreational use of ketamine, it may be anticipated that several substances from the recreational drug repertoire might enhance such neurotoxicity: Amanita muscaria mushrooms (muscarinic agonist), alcohol (NMDA- and (partial) GABAAantagonist), yohimbine (α2-adrenergic receptor antagonist), and other dissociative drugs (NMDA-antagonists) like PCP and tiletamine.
Pharmacokinetic interactions: Ketamine and its primary metabolite, norketamine, are metabolised by enzymes from the cytochrome P450 (CYP) family. However, in the absence of more detailed information on which CYPs are involved and whether ketamine may induce or inhibit specific CYPs, it is not yet possible to evaluate interactions at this level. This point demands further attention in the future, especially since the possibility of involvement of CYP3A4, an isozyme that is susceptible to this kind of interaction and that is involved in the metabolism of medicines (e.g. protease inhibitors used in HIV therapy), cannot be excluded.
Psychological risk assessment (cognition, mood and mental functioning)
Acute effects
Studies investigating the pathophysiology of schizophrenia, using ketamine as a model substance, and studies investigating the psychotropic effects of ketamine in their own right have provided a good characterisation of the psychotomimetic action of ketamine (e.g. Krystal et al., 1994; Hartvig et al., 1995; Malhotra et al., 1996; Vollenweider et al., 1997, 2000; Bowdle et al., 1998; Adler et al., 1999; Oranje et al., 2000). It appears that ketamine in subanaesthetic doses induces a state of mind that both neurophysiologically and behaviourally resembles that of schizophrenic psychosis. This may be experienced by the experimental or recreational drug user as an altered, ‘psychedelic’, state of mind that allows him to travel beyond the boundaries of ordinary existence.
Effects on cognitive functioning (neuropsychological assessment)
Ketamine acutely affects cognitive performance, including attention, working memory and semantic memory.
In a double-blind randomised crossover study with five healthy volunteers, Hartvig et al. (1995) showed, by means of a word recall test, that short-term memory could be impaired dose-dependently by intravenous administration of 0.1 and 0.2 mg/kg. Ketamine binding in the brain correlated well with the regional distribution of NMDA-receptors.
Ketamine hydrochloride (0.1 or 0.5 mg/kg i.v. during 40 minutes) did not have a significant effect on the mini-mental state examination (a brief bedside evaluation of cognition) in healthy subjects (n = 18). However, tests of vigilance, verbal fluency and the Wisconsin Card sorting test showed a dosedependent impairment (Krystal et al., 1994). Delayed word recall was reduced, but immediate and post-distraction recall were spared.
Malhotra et al. (1996) assessed the effects of ketamine (total dose 0.77 mg/kg i.v. during 1 hour) on attention, free recall of category-related words and recognition memory of category-related words. All three cognitive functions showed significant decrements. Memory impairments were not accounted for by the changes in the subjects’ attention and did not correlate to psychosis ratings. In further studies, Adler et al. (1998) found that ketamine-induced thought disorder significantly correlated with decrements in working memory but did not correlate with ketamine-induced impairments in semantic memory.
Effects on emotional status, behavioural patterns and personality (psychological instruments, rating scales)
Ketamine profoundly affects perception of body, time, surroundings and reality. A study on 10 psychiatrically healthy volunteers was performed by Bowdle et al. (1998). The subjects were intravenously administered an escalating dose of ketamine by infusion with plasma target concentration of 0.050, 0.100, 0.150 and 0.200 μg/ml. Each step was maintained for 20 minutes and the subjects were asked to rate various aspects of their consciousness on a visual analogue scale (VAS). A good correlation between the plasma ketamine concentrations and the VAS ratings was obtained. The following VAS scores were increased by ketamine, compared with a saline control.
Body: Body or body parts seemed to change their position or shape. Surroundings: Surroundings seemed to change size, depth or shape. Time: The passing of time was altered. Reality: There were feelings of unreality. Thoughts: There was difficulty controlling thoughts. Colours: The intensity of colours changed. Sound: The intensity of sound changed. Voices: Unreal voices or sounds were heard. Meaning: Subjects believed that events, objects or other people had particular meaning that was specific to them. High: They felt high. Drowsy: They felt drowsy. Anxious: They felt anxious.
The intensity of the effects was greatest for High, Reality, Time, Surroundings, Thought and Sound. They were lowest for Anxiety and Meaning. There was not a significant difference for Suspicious (subject felt suspicious).
This study clearly shows that there is a dose–effect relationship between ketamine dose and intensity of ‘psychedelic’ effects. The quality and type of effects were exemplified in the following ways: ‘tingling sensation in the limbs, followed by numbness’; ‘floating, very carefree feelings throughout entire body’; ‘felt so different. Wasn’t able to describe the way I was feeling’; ‘floating in space’; ‘almost complete annihilation of physical self, shrunken’; ‘dizzy, shaky, light-headed’. One subject wrote the following: ‘The experience seems to be a mystical experience, an incomprehensible comprehension of the universe. There seemed to be no past, present or future, no time, just existence. Life and death at the same time.’ All but one participant spontaneously reported feelings of intoxication and perceptual distortion during the ketamine infusion; one of these persons also reported these symptoms during the placebo infusion. Three participants became moderately dysphoric during the ketamine infusion, but none of them experienced dysphoria during the placebo infusion. One participant developed a mildly paranoid state characterised by multiple questions about the procedure and an intense affect. Another volunteer, who had experienced emotional stress in the recent past, experienced tearfulness, a sad mood and moderately intense ruminations about recent stressful events.
Krystal et al. (1994) also included a VAS of mood states in their study of 18 healthy volunteers after intravenous administration of 0.1 or 0.5 mg/kg ketamine hydrochloride for 40 minutes. They observed a biphasic effect on Anxiety, the low dose decreasing anxiety and the high dose increasing anxiety. The VAS rating for High was increased dose-dependently.
Hartvig et al. (1995) studied the psychotomimetic effect of low intravenous doses (0.1 and 0.2 mg/kg) of ketamine in a double-blind randomised crossover study in five healthy volunteers. All subjects having peak plasma ketamine concentrations of 0.07 μg/ml or above or estimated peak regional brain ketamine concentrations of 0.5 μg/ml or above experienced psychotomimetic effects. These consisted of pronounced feelings of unreality, altered perception of body image, sensations of impaired recognition of the limbs, detachment from the body, and modulation in hearing, characterised by preoccupation with unimportant sounds. The intensity of the effects showed a dose–response relation with the degree of regional brain binding of ketamine.
Vollenweider and co-workers (1997) investigated the differential effects of S- and R-ketamine and found that S-ketamine is responsible for the psychotomimetic effects, whereas R-ketamine induced a state of relaxation. Results of a mood rating scale for S-ketamine showed increased scores for ‘deactivation’, ‘introversion’, negative and dysphoric feelings and anxiety. All subjects reported distortion of body image, loosening of ego-boundaries and alterations of sense of time and space, variously associated with emotional changes such as euphoria (30 %), indifference (30 %) or heightened anxiety (40 %).
In an open uncontrolled study (Hansen et al., 1988), seven individuals working in health care (two psychiatrists, one psychiatrist in training, one anaesthesiologist, one body therapist, one general practitioner and one medical student) explored the psychotropic effects of ketamine for its use as a possible adjunct in psychotherapy by intravenous, intramuscular and oral self-administration of various subanaesthetic doses. They recorded that their inner experiences were extremely intense and possessed of a subjective quality which made it difficult to put them into writing. To a certain extent, their experiences varied from subject to subject and, even for the same subject, from one session to another. Nevertheless, all the subjects experienced most of the following phenomena:
a sensation of light throughout the body;
novel experiences concerning ‘body consistency’ (e.g. being described as made up of dry wood, foam rubber or plastic);
grotesquely distorted shape or unreal size of body parts (e.g. extremely large or small);
a sensation of floating or hovering in a weightless condition in space;
radiantly colourful visions (e.g. a sense of moving between rooms that are filled with moving, glowing geometrical patterns and figures);
complete absence of a sense of time (i.e. an experience of virtual timelessness or eternity);
periodic, sudden insight into the riddles of existence or of the self; occasionally, an experience of compelling emotional consanguinity, at times extending to sensations of melting together with someone or something in the environment; and
an experience of leaving the body (i.e. an out-of-body experience).
In nearly every instance, subjects retained the sense of a sober, witnessing ‘I’ that could both observe and consider as well as be amazed, overjoyed or perhaps anxious, and that could, to a certain extent, later remember the unusual phenomena. Music played an important role in their experiences (synaesthesia), as exemplified by the following remarks:
‘... the music has substance, the music itself made up the very walls in these endless rooms, it directed both upward and downward flight.’
‘... the music was very nearly material; it could be touched and felt, as if it had been a sculpture.’
Other examples show that people under the influence of ketamine may have experiences related to death or expanding consciousness:
‘... I am completely and irrevocably removed from my body and have this experience: this is death, you will never return. All such reflection ends, and I am floating out in space. I am in a timeless world filled with a profusion of light, colour, warmth and joy.’
‘... it was clear that what I was experiencing was from beyond death — I bounded from insight to insight.’
‘... it felt as if I rolled backward and upward out of my body. My consciousness rose up in an amazing way, crested upward and spread out into another dimension, which was ‘I’-less. I was there for only a short time and went back to the normal dimension in the same way I had come. The area in which I had been was hazy and lacked structure, but I noticed that I could return again and learn to understand it and to spread light into it.’
Effects on psychopathological status — psychiatric comorbidity
Studies in healthy volunteers given ketamine and schizophrenic patients have shown that ketamine produces a clinical syndrome with aspects that resemble key symptoms of schizophrenia.
Krystal et al. (1994) assessed four key positive and three key negative symptoms of schizophrenia in healthy subjects after intravenous administration of 0.1 or 0.5 mg/kg ketamine hydrochloride for 40 minutes. The positive symptoms were conceptual disorganisation, hallucinatory behaviour, suspiciousness and unusual thought content. The negative symptoms were blunted affect, emotional withdrawal and motor retardation. Ketamine produced a dosedependent increase in scores for both positive and negative symptoms.
Similarly, scores for key symptoms of schizophrenia (conceptual disorganisation and disorganised speech, unusual thought content, emotional withdrawal, psychomotor retardation and blunted affect) were increased by ketamine (Malhotra et al., 1996).
Adler and co-workers (1998, 1999) studied the effects of ketamine on thought disorder and compared these effects with thought disorder in patients with schizophrenia. They found similar scores for 19 of 20 items on the ‘Scale for the assessment of thought, language and communication’. Only the score for ‘perseveration’ was lower in schizophrenic patients. However, after Bonferoni correction, this difference was no longer statistically significant. A total dose of 0.56 mg/kg of ketamine over 125 minutes was infused in healthy volunteers (n = 19) to obtain a pseudo steady state plasma ketamine concentration of 0.134 μg/ml. Reduced processing negativity and P300 amplitude, psychophysiological anomalies commonly observed in schizophrenic patients, were recorded. However, no drug effect on mismatch negativity, another parameter that is commonly reduced in schizophrenic subjects, was found (Oranje et al., 2000).
Vollenweider and co-workers (2000) observed a negative correlation between raclopride binding potency in the ventral striatum and S-ketamineinduced euphoria and mania-like symptoms, suggesting a role for elevated striatal dopamine levels in these positive symptoms.
Chronic effects
Effects on cognition, mood and mental functioning
Short-term exposure to ketamine appears not to induce any long-term adverse effects on cognition, mood or personality. Long-term heavy use of ketamine may be associated with persistant deficits in attention and recall. However, such a condition has been documented only once in the literature.
CLINICAL STUDIES IN VOLUNTEERS
In a follow-up interview in a study by Krystal et al. (1994) of healthy volunteers given ketamine hydrochloride (0.1 or 0.5 mg/kg), no subject had lingering or recurrent physiological or psychological effects, such as nightmares, flashbacks or perceptual alterations, following a test day.
The subjects in the study conducted by Hansen et al. (1988) did not report long-term side-effects of any kind for up to three years following the ketamine sessions.
Corssen et al. (1971) studied 30 volunteers from a prison population who were given either ketamine or thiopentone or served as a control. Psychological assessment was performed before and at one week, four weeks and six months after drug administration. The study could not identify a difference between the three groups.
STUDIES IN PATIENTS
Psychological changes were compared in 221 patients following ketamine anaesthesia and patients receiving other anaesthetics. Psychometric tests were applied repeatedly for more than one year (Albin et al., 1970). There were no significant differences between groups in terms of mental performance, hallucinations and behavioural factors.
Seven case reports of prolonged (from several weeks up to one year) psychic phenomena after a single (or, in one case, dual) exposure were reviewed by Steen and Michenfelder (1979). In one patient, serious effects persisted for five days and in three others there were only minor disturbances for three weeks. Severe congenital brain abnormalities were present in two patients. One patient complained of hallucinations, ‘passing out spells’ and feelings of unreality and hesitation. These symptoms could have been linked to a single-dose exposure to ketamine one year earlier, but this seems unlikely.
STUDIES IN RECREATIONAL USERS
Siegel (1978) stated that subjects who reported long-term use of ketamine sometimes complained of ‘flashbacks’, attention dysfunction and decreased sociability. Positive effects on mood were mentioned as well, which reinforced the drug use. However, standard psychometric tests did not reveal personality changes. The subjects described were mostly polydrug users, those snorting ketamine also using cocaine. Unlike the PCP group described in the same paper, a tendency to transient psychosis was not noted.
Amongst 20 recreational drug users studied by Dalgarno and Shewan (1996), lasting psychological effects were not reported. Eleven of them used ketamine less than 10 times, eight used it between 10 and 20 times and only one reported use on approximately 100 occasions. The last subject, who was an experienced polydrug user, reported ‘a total loss of reality’ during a month-long ketamine binge, after which he stopped using it completely without major difficulties. He reported subsequently having very lucid dreams similar in nature to the ketamine-induced state. These dreams lessened in intensity and ceased completely within 7 to 10 days of the final ketamine episode.
Jansen (1990) describes one case in which a subject had persistent impaired recall and attention and a subtle visual anomaly after cessation of long-term, high-dose ketamine use.
Psychological effects of drug-using careers
Dependence potential in humans
TOLERANCE
Tolerance to ketamine develops rapidly and can be high. The subject of one case report related the history of his ketamine use. During the first two years, his consumption developed from an occasional oral dose of 50 mg to 500 mg four to five times a day. Switching to intramuscular injection, he was injecting 300–750 mg five to six times a day within a month. The tolerance dissipated on stopping the habit, but redeveloped at the same rate (within a month) after restarting intramuscular injections (Kamaya and Krishna, 1987).
ABSTINENCE SYMPTOMS There is no evidence that ketamine causes an abstinence syndrome in humans. The subject described in the case report by Kamaya and Krishna (1987) found stopping the habit extremely difficult but never experienced a withdrawal syndrome.
Of 20 recreational ketamine users described by Dalgarno and Shewan (1996), 11 never experienced mental after-effects and eight never experienced physical after-effects following a ketamine episode. Of those that did experience mental after-effects, three reported a general feeling of wellbeing, two had a desire for physical contact, two felt mildly depressed and ‘flat’ and two said they felt ‘dopey’ (like being under the influence of cannabis). Of those that experienced physical after-effects, three reported a general feeling of contentment and happiness, four said they felt mildly ‘hung over’ or drained, three experienced vomiting, one said he felt physically and positively changed and one felt nauseous.
Jansen (2000b) states that an elevated mood after a ketamine binge is a common experience, whereas a cocaine-like swing into depression is rare. He suggests that high levels of norketamine can take days to subside, thereby providing a ‘deflating cushion’. However, no evidence is provided for such a theory. In rats, norketamine-induced anaesthesia and locomotor activity are of shorter duration than when these effects are induced by ketamine. Both ketamine and norketamine are rapidly cleared from blood and brain (Leung and Baillie, 1986).
DRUG-SEEKING BEHAVIOUR AND ADDICTION
A distinction may be drawn between experimental (Ahmed and Petchkowsky, 1980) and dependent ketamine use (Kamaya and Krishna, 1987; Hurt and Ritchie, 1994). In dependent users, use of the drug continues despite increasingly apparent effects on their work or on their health. Of the 20 users described by Dalgarno and Shewan (1996), 7 had used ketamine once or twice and only 3 had used it 15 times or more. One user in this group reported that he had believed the experience was ‘never going to end’ and another experienced extreme dissociation. These two never repeated their first-time use. It appears that this dissociative experience discourages some experimental users. Another reason for limited use mentioned in this study was the scarcity of the drug. On the other side of the spectrum, one user in this study group said he believed he had been addicted to using ketamine during his heaviest period of its use.
According to Jansen (2000b), tolerance to the effects of ketamine soon develops and, with higher doses, the ability to remember the experience is sharply reduced. Where many stop at this point, others carry on with compulsive binges which result in cocaine-like stimulation, opiate-like calming, cannabis-like imagery (which also disappears), alcohol-like intoxication, and relief from anxiety, depression and mental craving (Jansen, 2000b). Jansen states that repeated users of ketamine may rapidly become addicted. This addictive side of ketamine (in the sense of psychological dependence) may be more pronounced for those who persist in compulsive binges. No reliable data on the prevalence of long-term use are available.
Three well-known ketamine histories are those of John Lilly (1978), Marcia Moore (1978) and D.M. Turner (1994). The first was still using ketamine at the age of 83, even though at some point in his life he had elected to be hospitalised for ketamine withdrawal. The second, according to her husband, Howard Altounian, became addicted and committed suicide. The third slipped below the waterline in his bathtub, with a half-empty bottle of ketamine at his side.
Psychological factors that increase the probability of harm
No systematic studies were found on personality traits or other psychological factors which could lead to ketamine use or affect the probability of harm.
Jansen (2000b) describes several conditions that may motivate ketamine use. Amongst these is a characteristic of the ketamine experience which may be described as escape from reality. Few drugs offer such a powerful experience of entering a different reality, which is experienced as no less real than reality without the drug. This possibility for escape and discovery may appeal to some individuals, especially those who are discontented with their ordinary existence and are looking for meaning in their life. In this way, the ketamine experience offers a psychological reward, which contributes to the development of addiction.
For those interested in taking as much and as many drugs as possible, the sensation-seeking factor will certainly be important (Laviola et al., 1999). Ketamine, advertised as the ultimate psychedelic journey (Turner, 1994), will appeal to drug users looking for extreme experiences.
Conclusions
Ketamine has existed for 37 years and is a registered medicine in EU Member States. It cannot be regarded as a new synthetic drug.
Ketamine is in use in human and veterinary medicine as an anaesthetic and analgesic agent.
Ketamine is a dissociative anaesthetic. It binds to the PCP-site of the NMDA-receptor, thus acting as a non-competitive NMDA-antagonist. Ketamine enhances striatal dopaminergic activity.
Therapeutic use of ketamine in humans is limited due to the occurrence of emergence reactions (patients experiencing vivid dreams, hallucinations, and disorientation when emerging from anaesthesia). Veterinary use of ketamine is widespread in the EU and it would be difficult to replace it with another drug.
Administration of ketamine for recreational use is predominantly by the nasal route, but it is also taken orally and by injection (usually intramuscular).
Taken orally, the bioavailability of ketamine is low. However, the primary metabolite, norketamine, still has one third of the pharmacological activity of the parent compound.
The main psychological effects are as follows: — ketamine acutely affects cognitive performance, including attention, working memory and semantic memory; — it profoundly affects perception of body, time, surroundings and reality; and — it produces a clinical syndrome with effects that resemble key symptoms of schizophrenia.
The main risks associated with the recreational use of ketamine are as follows. — Ketamine has the potential to cause psychological dependence in some individuals. Self-administration and generalisation to other compounds of the PCP class in drug-discrimination tests have been demonstrated in animals. There is evidence of physical dependence in animals, but this is not severe. Cases of psychological dependence in humans have been described. The prevalence is unknown.
— The acute psychological effects of ketamine may lead to loss of self control and subsequently increase the risk of self-injury and accidents.
— Acute ketamine intoxication presents itself clinically with tachycardia, agitation, hallucinations, anxiety, changes in perception of reality, impaired motor function, rhabdomyolysis, slurred speech, dizziness, blurred vision, palpitations, chest pain, vomiting and insomnia. Not all of these symptoms need to be present. In serious cases, hypertension and lung oedema have been observed. Several cases have been described in which death was attributed to the recreational use of ketamine, either alone or in combination with other substances.
— Preclinical data that may be relevant for the recreational ketamine user are findings concerning neurotoxicity and reproductive toxicity. However, to date there are no clinical data to support these findings.
The following conditions, which increase the risks associated with the use of ketamine, should be regarded as contraindications:
— psychiatric disorders;
— history of substance abuse; and
— cardiovascular pathology.
Substances that result in pharmacological interactions with ketamine and therefore increase the risks associated with the use of ketamine are:
— CNS and respiratory depressants; notably, ethanol, opioids, barbiturates and benzodiazepines (flunitrazepam);
— sympathomimetic agents; notably, cocaine, amphetamine and its congeners, and other substances causing inhibition of central catecholamine re-uptake or increasing levels of circulating catecholamines
(7) This report was written by L.A.G.J.M. van Aerts and J.W. van der Laan of the Laboratory for Medicines and Medical Devices, National Institute of Public Health and Environment, the Netherlands. Valuable help and advice was contributed by Dr Peter Kasper of the Federal Institute for Drugs and Medical Devices, Berlin, Germany.
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