Study on the legal aspects of substitution treatment for opioid dependent drug users : an insight into nine European countries

 

Karolien Meuwissen (a)

 

Research Centre Forensic Mental Health Care (Prof. Dr. Joris Casselman), Catholic University Leuven, Belgium

 

Keywords

Illicit drugs – substitution treatment – legislation – Europe

 

Abstract

The latest decades, substitution treatment for opioid dependent drug users has gained more attention, among practitioners as well as among policymakers. This type of treatment is generally positioned in the ‘harm reduction’-approach. A recent study, financed by the European Monitoring Centre for Drugs and Drug Addiction (EMCDDA) about the practices on substitution treatment in the European Union (EU), was published in 2000, touching only marginally the legal aspects of this topic [1]. Because little is known about the regulation of substitution treatment in the EU-countries, the EMCDDA commissioned a research project in addition to the forementioned study. It was granted to the Catholic University of Leuven (KULeuven), Belgium, the main purpose being to focus specifically on laws and other regulations with regard to substitution treatment and their implication(s) on practices in several EU countries. The following is an outline of this research project and the general conclusions mentioned in the final report.

 

Introduction

Nowadays, substitution treatment programmes for drug users are offered in all European countries, mainly based on the widespread scientific consensus as far as the benefits of these programmes are concerned in improving health, psychological and social well-being of drug (ab)users. The earlier reference to the EMCDDA-study on the current practices in this domain, pointed out the highly complex nature of the issue in the EU-Member States: practical approaches reveal large differences throughout Europe. The question rises to what extent national drug policy, legislation and regulations are responsible for these differences.

The purpose of this article is a description of the research project, centered around the question: if and how much treatment services are in practice shaped by legal constraints and what initiatives could be identified in order to improve the functioning of these services from a legal viewpoint.

More specific, the study aimed at analysing the way in which national laws and directives surrounding substitution treatment are being interpreted and/or enforced in order to show their impact on the status, design, organisation and acceptance of the substitution treatment facilities. In order to detect the impact of social and/or political attitudes towards the interaction between legal framework and common praxis, also the main opinions and possible problem-solving strategies of relevant key persons were investigated.

The study was conducted from mid 2001 until mid 2002.

 

Methodology

The methodology of the study consisted of two important strategies: data collection by national experts on the one hand and analysis of available data by the research staff on the other hand.

In order to study and analyse the legal basis of substitution treatment in different European countries, the first important task of the study consisted of establishing a group of experts in the domain of drug research. These experts from different European Member States and/or other European countries, have been the contact persons for the research staff throughout the study and have considerably contributed by collecting the required information on a national level. The aim was to find experts in as many European countries as possible. Nevertheless, due to the limited financial resources, the researchers were not able to include all EU-Member States in the project.

The following experts participated in the project: for Austria mr. Stefan EBENSPERGER and ms. Verena MURSCHETZ, for Belgium mr. Sven TODTS, for Finland mr. Yrjö NUORVALA and mr. Jouni TOURUNEN, for France ms. Anne COPPEL, for Greece ms. Calliope SPINELLIS and ms. Paraskevi ZAGOURA, for Ireland mr. Barry CULLEN and ms. Síle O'CONNOR, for Italy ms. Francesca MARCHI, for Norway ms. Astrid SKRETTING and for Spain ms. Marta TORRENS.

It is important to emphasize that all findings and conclusions of the study as presented in this paper are based only on information concerning the nine European countries participating in the project [2].

All national experts involved in the study were asked to write a report concerning the legal situation of substitution treatment in their country, following a list of topics. This list was the basic framework (developed by the research team of the KULeuven) in order to classify, compare and analyse the country-specific information.

The topic list (and consequently each country report) is built upon three main aspects of substitution treatment. The first part consists of a description of national, regional and local laws, as well as regulations and political and professional guidelines concerning substitution treatment. The second part concerns the application and interpretation of these laws and rules in practice, emphasizing also public and political attitudes towards substitution treatment (centres). Finally national experts were asked to give their opinion about the substitution treatment policy in their respective countries and to stress possibilities to improve the legal and/or practical situation concerning substitution treatment.

The findings and conclusions of the study are presented here according to the same structure of the topic list. Nevertheless it does not present the information country by country, but provides a general synthesis of all issues, highlighting common standards and main contrasts. Country-specific information will only be given by means of examples [3].

Apart from the analysis of the legal situation of substitution treatment in the participating European countries, the research staff also studied the impact of international legislation on the design of national legal systems, particularly referring to the guiding principles imposed by the UN Conventions on drugs.

 

1. Legal basis for substitution treatment at international level [4]

 

The most significant legal basis for substitution treatment at the international level can be found in the United Nations Conventions on drugs of 1961 (Single Convention on Narcotic Drugs) [5], 1971 (Convention on Psychotropic Substances) [6] and 1988 (Convention against Illicit Traffic in Narcotic Drugs and Psychotropic Substances) [7]. However, these conventions do not explicitly regulate nor forbid the distribution of narcotics in view of demand reduction or drug-related harm. Instead, the objectives of the 1961 and 1971 UN Drugs Conventions should be only regarded as the finishing touch of an international control system to monitor the production of certain narcotic and psychotropic substances, by stating that any use, possession, production, etc. of scheduled substances is prohibited, except when exclusively intended for medical and scientific purposes (art. 4c. Convention 1961; art. 5.2 Convention 1971). However none of the Conventions clarify the concept of ‘medical and scientific purposes’.

Narcotic drugs and psychotropic substances are listed in schedules, according to their therapeutic value, risk of abuse and health dangers. Art. 2 of the 1961 Convention introduces control measures based on these schedules. Drugs listed in Schedule I (containing among others: methadone, heroin, cocaine, cannabis) ‘are subject to all measures of control applicable to drugs under this Convention’. Controls for substances listed in Schedules II and III are less strict according to the therapeutic properties of these substances (among others: codeine, propiram and preparations based on opium, morphine, codeine, etc.). The drugs listed in Schedule IV are considered to be the most dangerous, having only limited medical and therapeutic value. These substances (such as heroin and cannabis) are subject to the strictest control measures.

To regulate the trade in and distribution of narcotics used for medical purposes, the Single Convention introduces a control system based on authorisations and licences, including the need for medical prescriptions to supply or dispense controlled drugs to individuals. Thus, according to art. 30, if a country deems the prescription of a controlled drug to be ‘necessary’, even of Schedule I substances such as methadone, the only requirement consists of applying strict rules such as written official forms, registration and other control measures. Moreover, for drugs in Schedule IV (heroin, cannabis), art. 2.5.a states that ‘a Party shall adopt any special measures of control which in its opinion are necessary having regard to the particularly dangerous properties of a drug so included’. The medical use of heroin and its controlled supply to addicts is thus not specifically forbidden by the Convention, but it remains a controversial issue amongst European countries.

Concerning therapeutic treatment, the 1961 Convention calls on its signatory States to take all practicable measures for the treatment of drug abusers in order to reduce the abuse of drugs (see art. 38). However, the Convention does not specify what those measures imply, leaving this to the individual signatory States to define. The Second Resolution of the UN Conference for the Adoption of the 1961 Single Convention (annexed to the latter) advises ‘treatment in a hospital institution having a drug free atmosphere’, but this resolution does not seem to exclude recourse to other ‘practicable measures’. Since the 1961 Convention also clearly permits the authorised provision and use of drugs, including methadone, for medical and scientific purposes, substitution treatment is seen by most policy makers and practitioners as a legitimate type of treatment that responds to the objective of art. 38 to reduce the abuse of drugs.

As a conclusion, the UN Conventions do not explicitly forbid the controlled use of drugs for medical purposes. However, the question whether or not substitution treatment - and even more the controlled prescription of heroin - is legitimite according to international legislation, remains a problem of interpretation. This is probably due to the fact that these conventions are somewhat 'out of date' because they date back to a time when substitution treatment was not yet considered as a form of treatment [8].

 

2. Legal basis for substitution treatment in the European countries

 

2.1. Historical background

 

The introduction of substitution treatment practices in the European countries dates back to the 60s and 70s, although these practices were very small-scaled until the mid 80s. The advent of the HIV-epidemic formed an important impetus for the expansion of substitution treatment programmes across Europe. Although the relationship between HIV-infection, injecting drug use and the practice of substitution treatment is a complex one, sufficient sound data exist to support the case that substitution treatment is an effective component of HIV-prevention.

In countries such as Norway, where the prevalence of HIV-infection has always been rather low, it was also the deficiency of drug-free treatment that encouraged the adoption of substitution treatment practices.

Historically, the organisation and nature of drug services in each country, are predominantly defined by cultural background and legislative framework of each country [9].

Particularly in the European countries (in contrast to the United States for example), the idea that the negative effects of drug use are to a large extent attributable to the illegality of drugs (i.c. the strictly prohibitive drug policy), has become widespread. As a result, substitution treatment rapidly gained acceptance by policy makers as well as by the general public. Over the last 5 years, many Member States have reported an expansion in drug substitution treatment programmes and this trend is still rising. Currently, it is estimated that around 300 000 drug users were enrolled in substitution treatment programmes throughout Europe in 2000 [10].

Because legislation on an international level does not explicitly regulate substitution treatment (cfr. supra), the legal framework surrounding its implementation remains largely a competence of national governments. This situation is also stimulated by the general political evolution in which health policy becomes more and more regulated by local authorities. There is a large variation in the availability and the nature of substitution treatment both within and between countries. Moreover, the contrast between legal provisions and the daily practice of substitution treatment, is often striking.

It is a given fact that practices often precede laws and regulations. As certain practices became more prevalent and accepted (but without legal support), field workers pressured governments and politicians to create a proper legal framework. Even in the 90s in countries such as France and Belgium, general practitioners (GPs) were still prosecuted for prescribing methadone and other substitutes. More in general, the lack of a secure legal foundation is not very encouraging for counsellors who are willing to provide drug users with substitution medication. In the past, substitution treatment was implicitly or explicitly forbidden by law in some countries (e.g. France, Greece). Nowadays, the ban on medical substitution treatment has to a large extent vanished in Europe.

Contrary to the practice of substitution treatment in the 60s and 70s, the development of legislation with regard to substitution treatment is often a recent matter (90s). The exception is Spain, where the first laws in this domain date from 1983. We find the other extreme in Belgium where a specific legal framework was still lacking in 2002, although guidelines existed by means of documents based on such a large consensus, that they were almost regarded as law (‘Consensus Conference’) [11]. Table 1 shows the year of adoption of legislation related to substitution treatment in the countries that participated in this study.

 

2.2. National, regional and local laws, regulations and political and professional orientations and guidelines, including regulations to medical practice and prescription and provision rules

 

Regulation through laws and guidelines exists all across Europe but the content differs strongly between countries.

Over time, regulation of substitution treatment has been subject to change. Originally, laws and regulations were restrictive and contained general, sometimes vague rules. Later on, complementary regulation, changes and adjustments of existing legislation became less restrictive but also gradually more detailed.

 

2.2.1. Actors allowed to prescribe, provide and control prescription

 

Prescribing

In some countries participating in this study, the prescription of substitution medication is only allowed by physicians in a specialised/licensed centre; in other countries, also physicians in the public health system and private physicians are involved in the prescription. In some cases substitution treatment always has to be initiated in a specialised centre.

-          No private physicians on their own: Finland (only assigned physician in nominated unit or hospital), France (methadone: specialised centre), Greece (special public units with a license), Norway (social services authorised for medicine assisted rehabilitation or GP in close cooperation with an authorised centre)

-          Private physicians and others: Austria (practitioners who are listed by the state and drug out-patient department of state hospitals), Belgium (all physicians, in functional relationship with specialised treatment centre), France (for buprenorphine, every GP, but with secured prescription form), Ireland (every GP who followed training course, a registered patient is linked to one GP), Italy (public drug treatment centres and GP’s, in agreement with a centre), Spain (doctors in licensed prescribing centres and all licensed private doctors)

-          Inititation of treatment always in a specialised centre: Finland (afterwards: continuation of treatment in specialised medical care, health centres, drug service, outpatient care and prison), France (for methadone, when stabilised: possible referral to GP)

 

Providing / dispensing

In some cases the dispensing of substitution medication can take place only in treatment centres; in other countries involved in this study, also community pharmacists distribute methadone and/or other substitution substances.

-          Only in treatment centres: Finland and Greece (dispensing in the same social services as prescription, see above), France (methadone only in a specialised centre, strict reglementation as opposed to buprenorphine (Subutex)), Italy (GPs collaborate with drug treatment centres for dispensing)

-          Community pharmacies and others: Austria (any pharmacy, but also doctors listed by the state and drug out-patient ward of state hospitals), Belgium (all pharmacies as well as specialised treatment settings), France (buprenorphine: any pharmacy), Ireland (every community pharmacy, but a registrered patient is linked to one pharmacist), Norway (when client is stabilised, dispensing can take place in a pharmacy), Spain (pharmacists in licensed prescribing centres and all licensed private pharmacists)

 

Controlling

Control on prescription and dispensing of substitutes is achieved mainly by means of central registration (countries that legally demand registration: Austria, Finland, France for methadone, Ireland, Spain) and/or through special prescription forms for doctors (France, Ireland).

Registration can also be used for evaluation purposes.

 

2.2.2. Purposes, modalities of execution, entry criteria, choice of the substances prescribed (including opiates such as heroin)

 

It is an overall trend in the studied countries that (legal) modalities, entry criteria and range of substances have been softened over the (past) years.

 

Purposes

Substitution treatment never serves a single purpose. All participating countries in this study put forward different goals at various levels with regard to substitution treatment. As far as (public) health is concerned, aims are to reduce the risk of HIV and hepatitis infection and other health risks among injecting drug users, to insert drug users in a therapeutic process, to facilitate medical follow-up of certain pathologies, to enlarge the variety of effective treatment programmes, to stabilize drug use, etc. Purposes of a social nature can be: development of social and professional skills, in particular return to employment, reintegration in society as ‘normal’ citizen. Finally, different countries mention also the decrease of criminal activity as an explicit purpose.

Remarkably, general tendencies in countries can be distinguished according to the overall goal: in some instances, a drug-free life remains the ultimate goal (e.g. Norway and Italy). Whereas in others, the basic therapeutic framework is the reduction of negative consequences of drug abuse or 'harm reduction' (e.g. Austria, Belgium, Ireland, Spain). Some approaches of countries can be positioned in between (Finland: modality of detox aims at abstinence; modality of maintenance aims at harm reduction) or express ambiguous goals (France: ultimate goal is drug-free life but in practice GPs can do 'as they please' and maintenance programmes based on the objective of drug related harm do exist).

In general we can observe an evolution which parallels the one in legislation: from abstinence to reduction of drug related harm as primary aim (e.g. Norway: purpose was abstinence and resocialisation in 1994, in 2000 guidelines add ‘reducing harmful effects of drug use’ to that purpose).

 

Modalities

Not all countries employ different modalities of substitution treatment. In some countries, a distinction is made based on the duration of treatment (e.g. short term/detox, middle-long term, long term/maintenance). In general however, no consensus exists with regard to the definition of goals, modalities and duration within or between countries.

In table 2, we just highlight a few countries for illustrative purposes.

In Ireland and Spain the law stipulates no limits as to duration of treatment.

National reports seem to show that overall, methadone is rather used for longer term programmes and buprenorphine for short term treatment.

 

Admission/inclusion criteria

Most common admission criteria are: minimum age, indication or proof of opiate dependence and unsuccessful previous detox attempts, but no consensus exists between countries with regard to the implementation of these criteria.

In some countries, more criteria are added or special criteria for special cases have been formulated, such as softened criteria for pregnant women and people with serious health problems.

In all countries considered in this study, admission criteria have been weakened over the years.

In many countries, substitution treatment always has to be accompanied by psychosocial treatment (Austria, Finland, Greece, Italy, Norway) and sometimes urine testing (France, Greece, Italy, Norway). See table 3.

 

Substances

In most countries participating in the study, methadone is the substitution product ‘par excellence’. Table 4 shows that the exceptions to this rule are France, where buprenorphine (Subutex) is far more common, due to the fact that few legal obligations surround its use, as opposed to methadone, and Finland, where methadone and buprenorfine are used more or less equally.

Throughout the years, countries have added other substitution products to the list, such as buprenorphine and LAAM (Levo-Alpha-Acetylmethadol). However, LAAM – which was used rather infrequently – has now been suspended on the recommendation of the European Agency for the Evaluation of Medicinal Products (EMEA), following life-threatening cardiac disorders among subjects in LAAM therapy [12].

So far no countries, among the nine analysed in this study, have engaged in some form of medically controlled distribution of heroin, except for Spain, where 2 clinical trials are being set up (in Andalucía and Catalonia). In countries not involved in the study however, the medical prescription of heroin to chronic opiate users is under trial: in the Netherlands since 1997 and in Germany more recently. Heroin has been prescribed on a small-scale, selective basis in the UK for some decades.

 

2.3. Rules for the provision of substitution treatment in special settings or situations (hospitals, pharmacies, treatment centres, prisons, pregnancy)

 

Rules for the provision of substitution treatment in special settings or situations are rare in the studied countries. As described above, some countries only provide substitution treatment in specialised or licensed treatment centres or hospitals. In those countries, general hospitals and community pharmacies are not involved in substitution treatment (e.g. Greece) or are only authorised to continue treatment initiated in a specialised centre (e.g. Finland, Norway).

In other countries where pharmacies, hospitals and drug services are equally involved, two evolutions can be observed:

§         Increase of the number of services dealing with some form of substitution treatment (more services obtain a license or more services are willing to cooperate, e.g. Ireland, Spain).

§         Psychiatric institutions still remain underrepresented in the treatment of drug use in general and consequently, in the practice of substitution treatment in particular. This while the role of psychiatric institutions in drug treatment becomes more relevant in view of the problem of ‘dual diagnosis’ among drug users (furthermore, the few psychiatric institutions involved only provide treatment in view of abstinence).

Belgium has developed low-threshold ambulatory centres, who organise their own methadone distribution, in combination with psychosocial support.

There seems to be an evolution towards more substitution programmes in prisons [13], but this evolution is not very clear, because of different problems (reluctance of medical practitioners in prisons to cooperate in substitution treatment, lack of staff for dispensing, etc.).

There are several countries of those studied where the possibility of substitution treatment in prisons exists (Austria, Belgium, Finland, France, Ireland, Norway, Spain). But in these instances, it concerns mainly the continuation of an already started programme (so no initiation of treatment in prison) and in general aimed at short-term abstinence from methadone (decreasing dosages for short periods of time). An exception is the situation in Spain where it is possible to start new methadone programmes in prison, which are not necessarily abstinence oriented.

Pregnancy (and serious health risks like HIV- or hepatitis-infection) is often an indication for priority or for the application of less stringent rules, whether such conditions(s) is (are) explicitly regulated or not. Some countries dispose of special programmes for pregnant women and drug using mothers with children (Belgium, France, Ireland), but there is still much work to be done in this field.

 

2.4. Potential infractions and sanctions applied

 

The most prevalent potential infraction is the persistent use of heroin or other illegal drugs, while enrolled in some kind of substitution programme. In Austria, Finland, France, Italy and Norway this will or can lead to suspension of the treatment (depending on the politics of the specific centre). In Ireland, continued use of additional drugs possibly leads to the reduction of daily methadone dosage or withdrawal of take-home privileges. In Belgium and Spain, the use of heroin during treatment with methadone is not a sufficient motivation to end the programme.

Other infractions can be: drug trafficking (also of the substitution product) inside or outside the walls of the treatment service, refusing to cooperate in the programme, refusing urinalysis or tampering with urine samples and violent behaviour (mostly inside the centre). Sanction for these kind of infractions generally means discharge from the programme. In Spain, people who are excluded from one service can present themselves to another centre. In Ireland, excluded patients are detoxified from methadone during 5-7 days, prior to the discontinuation of treatment. In Austria the sanction depends on the criminal charges.

 

3. Application of substitution treatment regulations

 

3.1. Daily practices

 

We already mentioned that practices often precede laws and regulations. Daily practice can deviate considerably from what is stipulated in official documents. Consequently, as the legislation in European countries varies greatly; daily practices differ even more. Although it is not easy to detect general tendencies surpassing the national level, we have tried to draw a general overview.

 

Practices have expanded

Apart from legislation, practices of substitution treatment have increased (more or less rapidly) in all countries studied, with more actors to prescribe and an increased number of patients enrolled in substitution treatment.

 

The lack or limitation of a legal framework does not imply that the practice does not exist

At the time this project was conducted, in Belgium a formal legal basis for substitution treatment was not yet established. Nevertheless it has been a relatively widespread practice for several years, by private physicians as well as by public treatment centres.

In France, the prescription and distribution of methadone is very strictly regulated, contrary to buprenorphine, for which few regulations exist. In practice, more than 75% of the substitution patients are treated with buprenorphine by GPs and less than 5% of the patients is treated in a treatment centre.

 

Sometimes the legal framework is not translated into daily practice

In many countries of those studied, LAAM is a legal substitution product but it is hardly used anywhere, except for Portugal. Nowadays it is even retracted from the market (cfr. supra).

In Finland, the law foresees three modalities with regard to substitution programmes (detox, substitution and maintenance) though maintenance is not practiced except in one treatment unit and in a few special cases. In practice substitution treatment is still not fully accepted as an appropriate treatment method by policy makers as well as by practitioners.

In Italy, it is the other way around. Four modalities exist in theory (short-term detox, long-term detox, short-term maintenance, long-term maintenance) but common practice is long-term treatment (several years).

As in other countries, substitution treatment is legally permitted in Norway, but waiting periods for entry in a substitution programme can be lengthy (up to 1-2 years) because the number of available slots does not meet the needs.

 

The practices within one country can be manifold

Besides differences between countries, even within one country daily practices can vary between actors, centres or communities.

In France, many GPs and pharmacists are involved in substitution treatment on a voluntary basis and organised in dynamic networks. However, hardly any specialised treatment centre participates in these networks, although such centres practice substitution treatment as well. French treatment centres can be divided into ‘old-school centres’ (they work isolated, mainly methadone in low doses, no maintenance) and ‘new-school centres’ (basic approach is harm reduction, methadone maintenance is possible, larger number of patients, more orientation of patients to GPs when stabilized).

In Italy, different treatment centres (“Serts”) stick to different approaches. Some centres regard substitution treatment as the first step in treatment, therefore these centres emphasize psychosocial interventions. For other centres the primary aim of substitution is to become abstinent. Finally, treatment centres exist along a harm reduction approach, where methadone is provided in high doses and for long periods of time, where the use of heroin is tolerated and the primary aim for users is to normalise their social life.

In Spain, views on substitution treatment (more or less in favour of substitution treatment) and practices vary considerably between Autonomous Communities.

 

3.2. Problems or difficulties of judicial nature in prescribing or providing substitution substances because of the legal framework

 

Judicial problems depend of course on the legal framework in one country. As we already mentioned, these legal provisions differ among the studied countries. Consequently, judicial problems or difficulties will have a different nature. Nevertheless we have again tried to formulate a few general characteristics.

 

Lack of legal basis

In the countries studied where the formal legal basis for substitution treatment is insufficient (e.g. Belgium), there is need for a proper legal framework. Although practices can take place without a proper and/or specific legal basis, the resulting legal uncertainty causes much reluctance among doctors and social services to take part in substitution treatment.

 

Lack of involvement of the private sector

In countries where only public treatment services are authorised to practice substitution treatment (e.g. Finland, Ireland), it is important that also the private sector (GPs and pharmacists) should be allowed to participate. Differentiation is necessary between GPs and pharmacies within the public health service and private physicians and/or pharmacies. One reason could be the long waiting lists for patients in these countries. Even in countries where GPs are involved in substitution treatment, more and better training for GPs is needed (e.g. Austria). In general more actors should be involved.

 

Too many restrictions with respect to admission criteria and/or controls

Inclusion criteria (such as minimum age, minimum period of dependence, minimum number of previous detox attempts), exclusion criteria (such as using heroin and other drugs during treatment) and conditions such as urinalysis are often very stringent (e.g. Austria, Finland). When it is prohibited for patients to use heroin or other drugs during treatment, users who are not able to quit their drug use are excluded. It often happens that those are the people who need this kind of treatment the most, being the most marginalized.

A minimum of government control on prescriptions is desirable, but sometimes these controls result in interference in the treatment itself (e.g. Austria).